Swix Family Office UK Limited

• Principal Place of Business

  16 Berkeley Street

  London

  W1J 8DZ

  UNITED KINGDOM

  Phone

  +442039073892

  Web

  https://www.swixfo.com

• Complaints Contact

  16 Berkeley Street

  London

  W1J 8DZ

  UNITED KINGDOM

  Phone

  +442039073892

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Borja Leon

  IRN BXL00215

  • [FCA CF] Client dealing (12 Feb 2024 to 31 May 2024)
• Cristina Emilia Alessandra Bernasconi

  IRN CXB01205

  • [FCA CF] Client dealing (since 24 Apr 2026)
• Giacomo Bernasconi

  IRN GXB00090

  • SMF1 Chief Executive (since 1 Apr 2021)
  • [FCA CF] Client dealing (since 1 Apr 2021)
• Iain Colquhoun

  IRN IXC01183

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Apr 2026)
  • SMF16 Compliance Oversight (since 23 Apr 2026)
• Manucer Alexander-David

  IRN MXA00152

  • SMF3 Executive Director (since 1 Apr 2021)
  • [FCA CF] Client dealing (since 1 Apr 2021)
• Michael Cain

  IRN MXC00184

  • [FCA CF] Client dealing (12 May 2021 to 21 Feb 2026)
  • SMF3 Executive Director (1 Apr 2021 to 31 Jan 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Apr 2021 to 31 Jan 2026)
  • SMF16 Compliance Oversight (1 Apr 2021 to 31 Jan 2026)
• Patrizio Romano Manzuoli

  IRN PXM00115

  • [FCA CF] Client dealing (since 1 Apr 2021)
  • SMF3 Executive Director (since 1 Apr 2021)
• Rupert Watkins

  IRN RXW01537

  • [FCA CF] Client dealing (12 Feb 2024 to 18 Jul 2025)
• Stefano Emilio Lazzaro Lupi

  IRN SEL01056

  • [FCA CF] Client dealing (19 Jul 2022 to 8 Apr 2024)

No changes recorded yet.