Michael Cain

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Swix Family Office UK Limited (no longer approved here)

    FRN 936901

    • [FCA CF] Client dealing (12 May 2021 to 21 Feb 2026)
    • SMF16 Compliance Oversight (1 Apr 2021 to 31 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Apr 2021 to 31 Jan 2026)
    • SMF3 Executive Director (1 Apr 2021 to 31 Jan 2026)

Recent activity

Updates to this individual's record on the FCA register.

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