Iain Colquhoun

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Swix Family Office UK Limited
FRN 936901
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Apr 2026)
- SMF16 Compliance Oversight (since 23 Apr 2026)
Sona Asset Management (UK) LLP (no longer approved here)
FRN 814191
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Apr 2025)
- SMF27 Partner (9 Dec 2019 to 23 Apr 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 23 Apr 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Apr 2025)
- [FCA CF] Significant management (9 Dec 2019 to 22 Apr 2025)
- CF10 Compliance Oversight (7 Dec 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (7 Dec 2018 to 8 Dec 2019)
Oceanwood Capital Management LLP (no longer approved here)
FRN 450391
- CF30 Customer (12 Dec 2014 to 14 Sep 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.