Stefano Emilio Lazzaro Lupi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Julius Baer International Limited
FRN 139179
- [FCA CF] Client dealing (since 1 Apr 2025)
- [FCA CF] Manager of certification employee (since 1 Apr 2025)
Swix Family Office UK Limited (no longer approved here)
FRN 936901
- [FCA CF] Client dealing (19 Jul 2022 to 8 Apr 2024)
Banco Santander, S.A. (no longer approved here)
FRN 136261
- CF30 Customer (8 Feb 2010 to 31 Oct 2011)
Santander Financial Services plc (no longer approved here)
FRN 146003
- CF30 Customer (8 Feb 2010 to 31 Oct 2011)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 Nov 2007 to 10 Nov 2009)
- CF21 Investment Adviser (23 Sep 2003 to 31 Oct 2007)
- CF26 Customer Trading (22 Jul 2003 to 23 Sep 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.