Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (7 Mar 2016 to 30 Jun 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Jun 2020)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Jun 2020)
    • CF30 Customer (23 Nov 2007 to 6 Mar 2016)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF2 Non Executive Director (19 Dec 2008 to 24 Jun 2011)
    • CF30 Customer (23 Nov 2007 to 26 Nov 2008)
    • CF30 Customer (23 Nov 2007 to 26 Nov 2008)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 14 Mar 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 11 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.