Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 30 Jun 2020)
- [FCA CF] Material risk taker (7 Mar 2016 to 30 Jun 2020)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Jun 2020)
- CF30 Customer (23 Nov 2007 to 6 Mar 2016)
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- CF2 Non Executive Director (19 Dec 2008 to 24 Jun 2011)
- CF30 Customer (23 Nov 2007 to 26 Nov 2008)
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- CF30 Customer (23 Nov 2007 to 26 Nov 2008)
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- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 14 Mar 2002)
- CF21 Investment Adviser (1 Dec 2001 to 11 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.