Rodney James Barker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

First Avenue Partners LLP
FRN 453653
- CF30 Customer (since 2 Dec 2025)
First Avenue Partners (London) Limited
FRN 751523
- (3)Employed By (since 2 Dec 2025)
Toscafund Asset Management LLP (no longer approved here)
FRN 454907
- [FCA CF] Client dealing (9 Dec 2019 to 19 Aug 2024)
- CF30 Customer (3 Aug 2015 to 8 Dec 2019)
- CF4 Partner (3 Aug 2015 to 9 Dec 2019)
Credit Suisse (UK) Limited (no longer approved here)
FRN 124269
- CF30 Customer (9 Mar 2015 to 8 Jul 2015)
Pacific Capital Partners Limited (no longer approved here)
FRN 171200
- CF1 Director (11 Apr 2011 to 19 Jan 2015)
- CF30 Customer (11 Apr 2011 to 23 Jun 2015)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF21 Investment Adviser (14 Jun 2002 to 14 Jul 2005)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (1 Dec 2001 to 16 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.