Date authorised
1 April 2013
Companies House
02849777
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Pacific Asset Management LLP
    74 Wigmore Street
    London
    Westminster
    W1U 2SQ
    UNITED KINGDOM
    Phone
    +442039702955
  • Complaints Contact

    Pacific Asset Management LLP
    74 Wigmore Street
    London
    Westminster
    W1U 2SQ
    UNITED KINGDOM
    Phone
    +442039702955

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair Neil MacLeod

    IRN ANM01014

    • CF30 Customer (2 Sep 2011 to 13 Aug 2015)
  • Amrusta Blignaut

    IRN AXB01630

    • SMF3 Executive Director (since 31 Jul 2023)
    • [FCA CF] Material risk taker (since 31 Mar 2022)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (3 Nov 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Nov 2015 to 8 Dec 2019)
  • Andrew Lowe

    IRN AXL01208

    • CF30 Customer (30 Mar 2010 to 27 Dec 2010)
  • Andrew Michael Roy Wilson

    IRN AMW00048

    • [FCA CF] Client dealing (since 2 Sep 2024)
  • Angus Christopher Calvert Collett

    IRN AXC01462

    • CF1 Director (1 Feb 2002 to 27 Jan 2006)
  • Arnout Matthijs Vis

    IRN AMV01024

    • CF30 Customer (21 Dec 2018 to 8 Dec 2019)
  • Bengt Berggreen

    IRN BXB01187

    • CF27 Investment Management (16 Dec 2003 to 11 Jun 2007)
  • Benjamin Beneche

    IRN BXB01528

    • [FCA CF] Client dealing (since 29 Jul 2025)
    • [FCA CF] Material risk taker (since 29 Jul 2025)
  • Benjamin John Sears

    IRN BXS01529

    • [FCA CF] Material risk taker (since 31 Mar 2022)
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • CF30 Customer (9 Oct 2017 to 8 Dec 2019)
  • Bradley Joseph Bauman

    IRN BJB01055

    • CF21 Investment Adviser (5 Sep 2005 to 11 Oct 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • GP-SF LLP (no longer appointed)

    FRN 520421 · Appointed 17 Mar 2010 · Until 4 Dec 2014

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.