Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 31 Jul 2023)
    • [FCA CF] Material risk taker (since 31 Mar 2022)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (3 Nov 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Nov 2015 to 8 Dec 2019)
  • Coronation International Limited (no longer approved here)

    FRN 194231

    • CF11 Money Laundering Reporting (1 Apr 2004 to 14 Oct 2013)
    • CF10 Compliance Oversight (1 Dec 2001 to 14 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

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