Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Pacific Capital Partners Limited
FRN 171200
- SMF3 Executive Director (since 31 Jul 2023)
- [FCA CF] Material risk taker (since 31 Mar 2022)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF10 Compliance Oversight (3 Nov 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Nov 2015 to 8 Dec 2019)
-
- CF11 Money Laundering Reporting (1 Apr 2004 to 14 Oct 2013)
- CF10 Compliance Oversight (1 Dec 2001 to 14 Oct 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.