Pacific Capital Partners Limited

• Principal Place of Business

  Pacific Asset Management LLP

  74 Wigmore Street

  London

  Westminster

  W1U 2SQ

  UNITED KINGDOM

  Phone

  +442039702955

  Web

  https://www.pacificam.co.uk

• Complaints Contact

  Pacific Asset Management LLP

  74 Wigmore Street

  London

  Westminster

  W1U 2SQ

  UNITED KINGDOM

  Phone

  +442039702955

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charles Ian MacGregor Graham

  IRN CIG01003

  • CF30 Customer (1 Nov 2007 to 25 Feb 2010)
  • CF1 Director (1 Dec 2001 to 3 Apr 2003)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Chay Bainbridge

  IRN CXB02149

  • CF30 Customer (1 May 2014 to 22 Oct 2014)
• Christian Joseph Cole

  IRN CXC01833

  • [FCA CF] Client dealing (1 Feb 2023 to 29 Aug 2025)
• Christopher David Turner

  IRN CDT01056

  • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
  • CF1 Director (1 Apr 2016 to 30 Jun 2018)
• Christopher Iain Craddock Munro

  IRN CIM01017

  • SMF3 Executive Director (27 May 2020 to 5 Nov 2020)
  • CF3 Chief Executive (1 Dec 2016 to 1 Dec 2016)
  • CF2 Non Executive Director (1 Dec 2016 to 8 Dec 2019)
  • CF30 Customer (13 Aug 2008 to 1 Dec 2016)
  • CF28 Systems and controls (1 Nov 2007 to 29 Oct 2015)
  • CF13 Finance (8 Apr 2003 to 31 Oct 2007)
  • CF10 Compliance Oversight (8 Apr 2003 to 29 Oct 2015)
  • CF1 Director (8 Apr 2003 to 1 Dec 2016)
  • CF11 Money Laundering Reporting (8 Apr 2003 to 29 Oct 2015)
• Christopher James King

  IRN KXC19765

  • [FCA CF] Material risk taker (since 3 Apr 2023)
  • [FCA CF] Client dealing (since 20 Apr 2020)
• Christopher Nicholas

  IRN CXN00078

  • CF30 Customer (8 May 2015 to 21 Nov 2019)
• Christopher Pendrell Price

  IRN CPP01015

  • [FCA CF] Client dealing (1 Sep 2021 to 31 Oct 2022)
• Christopher William Fidyk

  IRN CXF01181

  • [FCA CF] Material risk taker (23 Nov 2022 to 29 Jan 2026)
  • [FCA CF] Client dealing (23 Nov 2022 to 29 Jan 2026)
• Claes Jonas Hybinette

  IRN CJH01332

  • CF30 Customer (5 Aug 2013 to 14 Oct 2013)

• GP-SF LLP (no longer appointed)

  FRN 520421 · Appointed 17 Mar 2010 · Until 4 Dec 2014

No changes recorded yet.