Christopher Nicholas

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FIERA CAPITAL (UK) LIMITED (no longer approved here)
FRN 172999
- [FCA CF] Material risk taker (22 Oct 2021 to 13 Dec 2024)
InfraBridge Investors (UK) Limited (no longer approved here)
FRN 452656
- [FCA CF] Client dealing (9 Dec 2019 to 18 Jun 2021)
Pacific Capital Partners Limited (no longer approved here)
FRN 171200
- CF30 Customer (8 May 2015 to 21 Nov 2019)
Capital International Limited (no longer approved here)
FRN 119193
- CF30 Customer (24 Mar 2010 to 27 Feb 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.