FIERA CAPITAL (UK) LIMITED

• Principal Place of Business

  3rd Floor

  Queensberry House

  3 Old Burlington Street

  London

  England

  W1S 3AE

  UNITED KINGDOM

  Phone

  +442075182100

  Web

  http://www.fieracapital.com

• Complaints Contact

  3rd Floor

  Queensberry House

  3 Old Burlington Street

  London

  England

  W1S 3AE

  UNITED KINGDOM

  Phone

  +442075182100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Adrian Lindsay Jones

  IRN ALJ01013

  • CF1 Director (8 Mar 2010 to 26 Feb 2016)
  • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
  • CF27 Investment Management (13 Oct 2005 to 31 Oct 2007)
• Adrian William Lewis

  IRN AWL01054

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
  • CF30 Customer (24 Jun 2016 to 8 Dec 2019)
• Akhilesh Baveja

  IRN AXB02477

  • CF30 Customer (9 May 2011 to 7 Dec 2017)
• Alain Philipp Meyer

  IRN APM01223

  • [FCA CF] Material risk taker (30 May 2024 to 13 Dec 2024)
• Alexander Anderson Whamond

  IRN AAW01032

  • [FCA CF] Material risk taker (7 Aug 2020 to 2 Aug 2021)
  • CF10 Compliance Oversight (19 Mar 2003 to 1 Nov 2003)
  • CF11 Money Laundering Reporting (19 Mar 2003 to 1 Nov 2003)
• Alexander Mark Short

  IRN AXS15042

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 May 2019 to 8 Dec 2019)
• Alexander McClane Williamson

  IRN AMW01233

  • SMF3 Executive Director (since 16 Feb 2023)
  • SMF16 Compliance Oversight (6 Oct 2021 to 31 Oct 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (6 Oct 2021 to 31 Oct 2021)
• Alexandra Robert

  IRN AXR00459

  • [FCA CF] Client dealing (7 Oct 2021 to 5 Aug 2022)
• Alison Burgess

  IRN AXB01858

  • CF10 Compliance Oversight (6 Oct 2003 to 31 Mar 2008)
  • CF11 Money Laundering Reporting (6 Oct 2003 to 31 Mar 2008)
• Andreas Franz

  IRN AXF00284

  • SMF16 Compliance Oversight (21 Jan 2022 to 25 Jul 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Jan 2022 to 25 Jul 2024)

• Fiera Real Estate Debt Strategies Limited

  FRN 1005271 · Appointed 15 Dec 2023

No changes recorded yet.