FIERA CAPITAL (UK) LIMITED

• Principal Place of Business

  3rd Floor

  Queensberry House

  3 Old Burlington Street

  London

  England

  W1S 3AE

  UNITED KINGDOM

  Phone

  +442075182100

  Web

  http://www.fieracapital.com

• Complaints Contact

  3rd Floor

  Queensberry House

  3 Old Burlington Street

  London

  England

  W1S 3AE

  UNITED KINGDOM

  Phone

  +442075182100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Andrew James Gardner

  IRN AXG00439

  • [FCA CF] Client dealing (since 16 Aug 2021)
• Andrew Jonathan Wiles

  IRN AJW01213

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 26 Nov 2002)
  • CF1 Director (1 Dec 2001 to 9 Jun 2009)
• Andrzej Gancarz

  IRN AXG02172

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
  • CF30 Customer (17 Jan 2012 to 8 Dec 2019)
• Anuj Mehrotra

  IRN AXM02688

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
  • CF30 Customer (10 Jan 2018 to 8 Dec 2019)
• Aurelia Sax

  IRN AXS05265

  • [FCA CF] Material risk taker (14 Aug 2024 to 13 Dec 2024)
• Bibi Naz Korvalian

  IRN BXK01109

  • CF30 Customer (26 Aug 2013 to 31 Aug 2018)
• Carlos Patrick Horner

  IRN CPH01036

  • CF21 Investment Adviser (1 Dec 2001 to 26 Nov 2002)
  • CF27 Investment Management (1 Dec 2001 to 30 Jun 2003)
• Catherine Mary O'Reilly

  IRN CMO01039

  • SMF3 Executive Director (5 May 2020 to 21 May 2025)
• Charles Alexander Allen

  IRN CXA00133

  • CF1 Director (AR) (since 15 Dec 2023)
• Charles Omonua

  IRN CXO01128

  • CF30 Customer (1 Nov 2007 to 28 Apr 2017)
  • CF21 Investment Adviser (1 May 2007 to 31 Oct 2007)

• Fiera Real Estate Debt Strategies Limited

  FRN 1005271 · Appointed 15 Dec 2023

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