FIERA CAPITAL (UK) LIMITED

• Principal Place of Business

  3rd Floor

  Queensberry House

  3 Old Burlington Street

  London

  England

  W1S 3AE

  UNITED KINGDOM

  Phone

  +442075182100

  Web

  http://www.fieracapital.com

• Complaints Contact

  3rd Floor

  Queensberry House

  3 Old Burlington Street

  London

  England

  W1S 3AE

  UNITED KINGDOM

  Phone

  +442075182100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Christopher Austin Francis Coghlan

  IRN CAC01184

  • CF30 Customer (10 Dec 2012 to 28 Jun 2013)
• Christopher Colunga

  IRN CXC01976

  • CF30 Customer (10 Mar 2014 to 18 Dec 2015)
• Christopher Fitzwilliam-Lay

  IRN CXF01077

  • CF30 Customer (1 Nov 2007 to 3 Jul 2012)
  • CF21 Investment Adviser (24 Jul 2002 to 31 Oct 2007)
• Christopher John Alston Morrell

  IRN CJM01242

  • [FCA CF] Material risk taker (7 May 2024 to 10 Dec 2024)
• Christopher Mark James Bickford-Smith

  IRN CMB01071

  • CF30 Customer (31 Jan 2012 to 31 Dec 2018)
• Christopher Nicholas

  IRN CXN00078

  • [FCA CF] Material risk taker (22 Oct 2021 to 13 Dec 2024)
• Christopher Norris

  IRN CXN01055

  • CF27 Investment Management (18 Feb 2004 to 9 Jun 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2002)
• Ciaran Martin Henry

  IRN CXH00238

  • [FCA CF] Significant management (17 Dec 2021 to 30 Nov 2022)
  • [FCA CF] Material risk taker (21 Dec 2020 to 30 Nov 2022)
• Clive Robert Weatherup

  IRN CRW01101

  • CF30 Customer (1 Nov 2007 to 28 Apr 2017)
  • CF27 Investment Management (23 Aug 2007 to 31 Oct 2007)
• Cornelius Frederick McNeill

  IRN CFM01065

  • [FCA CF] Material risk taker (7 Oct 2021 to 13 Dec 2024)

• Fiera Real Estate Debt Strategies Limited

  FRN 1005271 · Appointed 15 Dec 2023

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