Date authorised
1 April 2013
Companies House
03017258
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Queensberry House
    3 Old Burlington Street
    London
    England
    W1S 3AE
    UNITED KINGDOM
    Phone
    +442075182100
  • Complaints Contact

    3rd Floor
    Queensberry House
    3 Old Burlington Street
    London
    England
    W1S 3AE
    UNITED KINGDOM
    Phone
    +442075182100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Garber

    IRN DXG00317

    • [FCA CF] Client dealing (1 Dec 2021 to 31 Mar 2022)
  • Daniel Knight

    IRN DXK00102

    • [FCA CF] Material risk taker (19 Nov 2020 to 31 Jul 2022)
  • Danila Mikhaylov

    IRN DXM01055

    • [FCA CF] Client dealing (30 May 2024 to 19 Aug 2024)
  • David Donald Curl

    IRN DDC01005

    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • David Khaw

    IRN DXK01319

    • CF30 Customer (25 Feb 2013 to 1 Dec 2015)
  • David McMahon

    IRN DXM01343

    • CF1 Director (6 Oct 2009 to 1 Jun 2010)
    • CF11 Money Laundering Reporting (27 Aug 2002 to 28 Feb 2003)
    • CF10 Compliance Oversight (27 Aug 2002 to 28 Feb 2003)
  • David Myles Naughtin

    IRN DMN01032

    • [FCA CF] Client dealing (since 19 Aug 2025)
  • David Oganesyan

    IRN DXO00091

    • [FCA CF] Client dealing (since 31 Aug 2022)
  • David Renshaw

    IRN DXR00483

    • CF30 Customer (since 15 Dec 2023)
    • CF1 Director (AR) (since 15 Dec 2023)
  • Digvijay Singh

    IRN DXS01948

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2025)
    • CF30 Customer (14 May 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.