FIERA CAPITAL (UK) LIMITED

• Principal Place of Business

  3rd Floor

  Queensberry House

  3 Old Burlington Street

  London

  England

  W1S 3AE

  UNITED KINGDOM

  Phone

  +442075182100

  Web

  http://www.fieracapital.com

• Complaints Contact

  3rd Floor

  Queensberry House

  3 Old Burlington Street

  London

  England

  W1S 3AE

  UNITED KINGDOM

  Phone

  +442075182100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Dominic Peter Bokor-Ingram

  IRN DPB01043

  • [FCA CF] Material risk taker (since 13 Dec 2024)
  • [FCA CF] Significant management (since 10 Dec 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (23 Dec 2013 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 4 Dec 2001)
• Elvin Mootoosamy

  IRN EJM01117

  • [FCA CF] Client dealing (9 Jul 2020 to 31 May 2022)
• Emre Izgi

  IRN EXI01023

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
  • CF30 Customer (1 Mar 2013 to 8 Dec 2019)
• Eugene Zabezhinsky

  IRN GXZ01015

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
  • CF30 Customer (11 Mar 2013 to 8 Dec 2019)
• Gabor Sitanyi

  IRN GXS01191

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
  • CF2 Non Executive Director (27 Sep 2011 to 1 Jun 2015)
  • CF1 Director (9 Oct 2009 to 26 Sep 2011)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Jul 2006 to 31 Oct 2007)
• Giovanni Moranelli

  IRN GXM01759

  • [FCA CF] Material risk taker (since 13 Dec 2024)
  • [FCA CF] Manager of certification employee (since 13 Dec 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (22 Nov 2018 to 8 Dec 2019)
• Gregory Dean Walsh

  IRN GDW01078

  • SMF16 Compliance Oversight (9 Dec 2019 to 11 May 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 May 2021)
  • CF11 Money Laundering Reporting (14 Apr 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Jan 2016 to 8 Dec 2019)
• Harald Karlsson

  IRN HXK00141

  • [FCA CF] Client dealing (since 9 Dec 2021)
• Harry Edward Rowe-Jones

  IRN HXR00109

  • [FCA CF] Material risk taker (7 Oct 2021 to 31 May 2022)
• Huw Lloyd Jones

  IRN HLJ01005

  • SMF3 Executive Director (9 Dec 2019 to 18 Jan 2023)
  • CF1 Director (10 Mar 2011 to 8 Dec 2019)
  • CF28 Systems and controls (30 Jun 2010 to 8 Dec 2019)

• Fiera Real Estate Debt Strategies Limited

  FRN 1005271 · Appointed 15 Dec 2023

No changes recorded yet.