Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIERA CAPITAL (UK) LIMITED (no longer approved here)

    FRN 172999

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • CF2 Non Executive Director (27 Sep 2011 to 1 Jun 2015)
    • CF1 Director (9 Oct 2009 to 26 Sep 2011)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Jul 2006 to 31 Oct 2007)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
    • CF27 Investment Management (1 Dec 2001 to 22 Feb 2004)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF27 Investment Management (1 Dec 2001 to 22 Feb 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.