FIERA CAPITAL (UK) LIMITED

• Principal Place of Business

  3rd Floor

  Queensberry House

  3 Old Burlington Street

  London

  England

  W1S 3AE

  UNITED KINGDOM

  Phone

  +442075182100

  Web

  http://www.fieracapital.com

• Complaints Contact

  3rd Floor

  Queensberry House

  3 Old Burlington Street

  London

  England

  W1S 3AE

  UNITED KINGDOM

  Phone

  +442075182100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Ian Simmons

  IRN IXS01279

  • [FCA CF] Manager of certification employee (since 13 Dec 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (8 Feb 2005 to 31 Oct 2007)
• Ishmael Agyei-Abu

  IRN IXA00146

  • [FCA CF] Material risk taker (24 Jul 2023 to 27 Mar 2024)
• Jakub Zeligowski

  IRN JXZ11564

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
  • CF30 Customer (18 Feb 2019 to 8 Dec 2019)
• James Charles Houghton

  IRN JCH01179

  • CF28 Systems and controls (1 Nov 2007 to 1 Jun 2010)
  • CF13 Finance (1 Feb 2005 to 31 Oct 2007)
• James Hanson

  IRN JDH01099

  • CF27 Investment Management (8 Nov 2004 to 30 Jun 2006)
• James Mellon

  IRN JXM01492

  • CF2 Non Executive Director (1 Dec 2001 to 31 Jan 2017)
• Jane Davidson Nairn McAndry

  IRN JDB01230

  • CF1 Director (17 Feb 2009 to 23 Oct 2018)
  • CF10 Compliance Oversight (25 Apr 2008 to 1 Jan 2016)
• Jayne Allison Sutcliffe

  IRN JAS01167

  • CF30 Customer (1 Nov 2007 to 30 Jun 2018)
  • CF23 Corporate Finance Adviser (8 Aug 2002 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2001 to 30 Jun 2018)
  • CF1 Director (1 Dec 2001 to 9 Feb 2009)
• John Dawe

  IRN JXD01778

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (25 Jun 2007 to 31 Oct 2007)
• John Wallace Hemmant

  IRN JWH01051

  • CF11 Money Laundering Reporting (1 Dec 2001 to 16 Aug 2002)
  • CF10 Compliance Oversight (1 Dec 2001 to 16 Aug 2002)

• Fiera Real Estate Debt Strategies Limited

  FRN 1005271 · Appointed 15 Dec 2023

No changes recorded yet.