James Hanson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Silphium Asset Management Limited (no longer approved here)
FRN 519233
- [FCA CF] Significant management (5 Oct 2020 to 18 Feb 2022)
Marshall Wace LLP (no longer approved here)
FRN 228531
- CF30 Customer (21 Jul 2009 to 15 Feb 2010)
Polar Capital LLP (no longer approved here)
FRN 438046
- CF30 Customer (1 Nov 2007 to 25 Jul 2008)
- CF27 Investment Management (15 Sep 2006 to 31 Oct 2007)
FIERA CAPITAL (UK) LIMITED (no longer approved here)
FRN 172999
- CF27 Investment Management (8 Nov 2004 to 30 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.