FIERA CAPITAL (UK) LIMITED

• Principal Place of Business

  3rd Floor

  Queensberry House

  3 Old Burlington Street

  London

  England

  W1S 3AE

  UNITED KINGDOM

  Phone

  +442075182100

  Web

  http://www.fieracapital.com

• Complaints Contact

  3rd Floor

  Queensberry House

  3 Old Burlington Street

  London

  England

  W1S 3AE

  UNITED KINGDOM

  Phone

  +442075182100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Julian Peter Mayo

  IRN JPM01216

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (10 Dec 2003 to 31 Oct 2007)
  • CF1 Director (12 Sep 2003 to 31 Jul 2019)
• Julius Wilhelm James Bottcher

  IRN JWB01213

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Jul 2025)
  • CF30 Customer (15 Sep 2017 to 8 Dec 2019)
• Jérémie Mathieu Jacques Bouchard

  IRN JXB01361

  • SMF3 Executive Director (since 9 Aug 2023)
• Kailun Xiao

  IRN KXX00003

  • [FCA CF] Client dealing (since 29 Jun 2022)
• Kaiomurz Motawara

  IRN KXM01617

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
  • CF30 Customer (5 Oct 2016 to 8 Dec 2019)
• Kanesh Vallabhdas Lakhani

  IRN KVL01004

  • CF3 Chief Executive (6 Nov 2018 to 27 Sep 2019)
  • CF1 Director (6 Nov 2018 to 27 Sep 2019)
• Keith Robert Murray Innes

  IRN KRI01005

  • [FCA CF] Material risk taker (18 Jan 2021 to 31 Jul 2022)
• Ki Ming Wong

  IRN KXW00128

  • [FCA CF] Client dealing (17 Apr 2020 to 8 Sep 2023)
• Klaus Georg Schuster

  IRN KGS01043

  • SMF3 Executive Director (since 21 Aug 2023)
  • SMF1 Chief Executive (since 21 Aug 2023)
  • [FCA CF] Material risk taker (24 Jul 2023 to 13 Dec 2024)
• Kommera Chakradhar Reddy

  IRN KCR01016

  • CF30 Customer (1 Nov 2007 to 9 May 2008)
  • CF27 Investment Management (27 Sep 2005 to 31 Oct 2007)

• Fiera Real Estate Debt Strategies Limited

  FRN 1005271 · Appointed 15 Dec 2023

No changes recorded yet.