Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (6 Nov 2018 to 27 Sep 2019)
- CF3 Chief Executive (6 Nov 2018 to 27 Sep 2019)
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- CF1 Director (6 Feb 2012 to 14 May 2018)
- CF30 Customer (23 May 2011 to 14 May 2018)
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- CF1 Director (6 Feb 2012 to 14 May 2018)
- CF30 Customer (23 May 2011 to 14 May 2018)
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- CF1 Director (6 Feb 2012 to 14 May 2018)
- CF30 Customer (23 May 2011 to 14 May 2018)
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- CF30 Customer (1 Nov 2007 to 10 Mar 2011)
- CF3 Chief Executive (23 Oct 2006 to 10 Mar 2011)
- CF8 Apportionment and Oversight (23 Oct 2006 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 10 Mar 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF1 Director (14 Dec 2006 to 10 Mar 2011)
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- CF1 Director (14 Dec 2006 to 10 Mar 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.