Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FIERA CAPITAL (UK) LIMITED
FRN 172999
- [FCA CF] Material risk taker (since 13 Dec 2024)
- [FCA CF] Significant management (since 10 Dec 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (23 Dec 2013 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 4 Dec 2001)
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- CF3 Chief Executive (13 Feb 2008 to 8 Jul 2013)
- CF1 Director (8 Feb 2008 to 8 Jul 2013)
- CF30 Customer (1 Nov 2007 to 8 Jul 2013)
- CF21 Investment Adviser (7 Sep 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (3 Apr 2002 to 14 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.