Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 13 Dec 2024)
    • [FCA CF] Significant management (since 10 Dec 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (23 Dec 2013 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 4 Dec 2001)
  • Renaissance Capital Limited (no longer approved here)

    FRN 186891

    • CF3 Chief Executive (13 Feb 2008 to 8 Jul 2013)
    • CF1 Director (8 Feb 2008 to 8 Jul 2013)
    • CF30 Customer (1 Nov 2007 to 8 Jul 2013)
    • CF21 Investment Adviser (7 Sep 2006 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (3 Apr 2002 to 14 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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