Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pacific Capital Partners Limited (no longer approved here)

    FRN 171200

    • [FCA CF] Client dealing (23 Nov 2022 to 29 Jan 2026)
    • [FCA CF] Material risk taker (23 Nov 2022 to 29 Jan 2026)
  • Findlay Park Partners LLP (no longer approved here)

    FRN 222907

    • [FCA CF] Client dealing (13 Feb 2021 to 1 Jul 2021)
    • SMF27 Partner (9 Dec 2019 to 1 Jul 2021)
    • CF4 Partner (19 Jun 2015 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2012 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (10 Jul 2006 to 13 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (10 Jul 2006 to 13 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.