Findlay Park Partners LLP

• Principal Place of Business

  Findlay Park Partners LLP

  2nd Floor

  16 New Burlington Place

  London

  W1S 2HX

  UNITED KINGDOM

  Phone

  +4402079684900

  Web

  https://www.findlaypark.com

• Complaints Contact

  Findlay Park Partners LLP

  2nd Floor

  16 New Burlington Place

  London

  W1S 2HX

  UNITED KINGDOM

  Phone

  +4402079684900

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• ALEX ROBYN HARKIN

  IRN ARH01181

  • SMF16 Compliance Oversight (17 Nov 2022 to 31 Oct 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (17 Nov 2022 to 31 Oct 2025)
• Adam Steven Man

  IRN ASM01258

  • [FCA CF] Client dealing (9 Dec 2020 to 6 Feb 2023)
• Alastair Pringle

  IRN AIP01019

  • [FCA CF] Client dealing (since 26 Jan 2023)
• Anthony John Kingsley

  IRN AJK01055

  • [FCA CF] Client dealing (since 28 Feb 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (24 Apr 2003 to 8 Dec 2019)
  • CF27 Investment Management (24 Apr 2003 to 31 Oct 2007)
• Caroline Sarah Ader Thompson

  IRN CSA01028

  • [FCA CF] Client dealing (since 26 Jan 2023)
• Charles John Roberson Park

  IRN CJP01067

  • CF30 Customer (1 Nov 2007 to 30 Jun 2016)
  • CF11 Money Laundering Reporting (24 Apr 2003 to 8 Jan 2007)
  • CF10 Compliance Oversight (24 Apr 2003 to 26 Sep 2008)
  • CF4 Partner (24 Apr 2003 to 8 Dec 2019)
  • CF27 Investment Management (24 Apr 2003 to 31 Oct 2007)
• Charlotte Hines

  IRN CXH00551

  • [FCA CF] Client dealing (11 Aug 2022 to 4 Jul 2024)
• Christopher John William Watts

  IRN CJW01148

  • [FCA CF] Client dealing (13 Feb 2021 to 13 Oct 2023)
  • SMF27 Partner (9 Dec 2019 to 13 Oct 2023)
  • CF4 Partner (14 Feb 2017 to 8 Dec 2019)
  • CF30 Customer (7 Jan 2015 to 8 Dec 2019)
• Christopher William Fidyk

  IRN CXF01181

  • [FCA CF] Client dealing (13 Feb 2021 to 1 Jul 2021)
  • SMF27 Partner (9 Dec 2019 to 1 Jul 2021)
  • CF4 Partner (19 Jun 2015 to 8 Dec 2019)
  • CF30 Customer (1 Oct 2012 to 8 Dec 2019)
• Daniel Robert Brown

  IRN DRB01186

  • CF30 Customer (25 Jan 2012 to 8 Dec 2019)

No changes recorded yet.