Findlay Park Partners LLP

• Principal Place of Business

  Findlay Park Partners LLP

  2nd Floor

  16 New Burlington Place

  London

  W1S 2HX

  UNITED KINGDOM

  Phone

  +4402079684900

  Web

  https://www.findlaypark.com

• Complaints Contact

  Findlay Park Partners LLP

  2nd Floor

  16 New Burlington Place

  London

  W1S 2HX

  UNITED KINGDOM

  Phone

  +4402079684900

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Edward Victor McMullan

  IRN EVM01001

  • SMF27 Partner (9 Dec 2019 to 1 Dec 2020)
  • CF4 Partner (8 Apr 2010 to 8 Dec 2019)
  • CF30 Customer (1 Dec 2008 to 8 Dec 2019)
• Emma Sullivan

  IRN EXS01724

  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2020)
  • CF11 Money Laundering Reporting (23 Apr 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Feb 2018 to 30 Aug 2018)
• Enda Doherty

  IRN EXD00259

  • [FCA CF] Client dealing (31 Oct 2024 to 31 Dec 2025)
• Eugene David Seo

  IRN EDS01031

  • CF30 Customer (29 Jun 2017 to 1 May 2019)
• Giulio Serrazanetti

  IRN GXS02267

  • [FCA CF] Significant management (since 2 Nov 2021)
• Gregory Patrick Finke

  IRN GPF01018

  • CF30 Customer (1 Apr 2014 to 30 Nov 2017)
• Guy Thomas

  IRN GHT01013

  • [FCA CF] Client dealing (26 Jan 2023 to 23 Jan 2026)
• Harbinder Singh Garcha

  IRN HXG00111

  • [FCA CF] Client dealing (20 Jul 2023 to 31 Dec 2025)
• Hugh John Ramsay Willis

  IRN HJW01048

  • SMF9 Chair of the Governing Body (10 Feb 2020 to 1 May 2023)
  • SMF27 Partner (9 Dec 2019 to 1 Jul 2021)
  • CF4 Partner (30 Sep 2016 to 8 Dec 2019)
• Hywel Evans

  IRN HXE01181

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Oct 2025)
  • SMF16 Compliance Oversight (since 31 Oct 2025)
  • [FCA CF] Significant management (since 7 Oct 2024)
  • [FCA CF] Material risk taker (since 7 Oct 2024)
  • SMF27 Partner (9 Dec 2019 to 7 Oct 2024)
  • CF10 Compliance Oversight (30 Aug 2018 to 24 Apr 2019)
  • CF11 Money Laundering Reporting (30 Aug 2018 to 24 Apr 2019)
  • CF4 Partner (2 Feb 2018 to 8 Dec 2019)

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