Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Findlay Park Partners LLP
FRN 222907
- SMF16 Compliance Oversight (since 31 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Oct 2025)
- [FCA CF] Material risk taker (since 7 Oct 2024)
- [FCA CF] Significant management (since 7 Oct 2024)
- SMF27 Partner (9 Dec 2019 to 7 Oct 2024)
- CF10 Compliance Oversight (30 Aug 2018 to 24 Apr 2019)
- CF11 Money Laundering Reporting (30 Aug 2018 to 24 Apr 2019)
- CF4 Partner (2 Feb 2018 to 8 Dec 2019)
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- CF1 Director (21 Jan 2016 to 18 Nov 2016)
- CF11 Money Laundering Reporting (21 Jan 2016 to 18 Nov 2016)
- CF10 Compliance Oversight (21 Jan 2016 to 18 Nov 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.