Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 31 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Oct 2025)
    • [FCA CF] Material risk taker (since 7 Oct 2024)
    • [FCA CF] Significant management (since 7 Oct 2024)
    • SMF27 Partner (9 Dec 2019 to 7 Oct 2024)
    • CF10 Compliance Oversight (30 Aug 2018 to 24 Apr 2019)
    • CF11 Money Laundering Reporting (30 Aug 2018 to 24 Apr 2019)
    • CF4 Partner (2 Feb 2018 to 8 Dec 2019)
  • LumX Asset Management (U.K.) Limited (no longer approved here)

    FRN 195960

    • CF1 Director (21 Jan 2016 to 18 Nov 2016)
    • CF11 Money Laundering Reporting (21 Jan 2016 to 18 Nov 2016)
    • CF10 Compliance Oversight (21 Jan 2016 to 18 Nov 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.