Findlay Park Partners LLP

• Principal Place of Business

  Findlay Park Partners LLP

  2nd Floor

  16 New Burlington Place

  London

  W1S 2HX

  UNITED KINGDOM

  Phone

  +4402079684900

  Web

  https://www.findlaypark.com

• Complaints Contact

  Findlay Park Partners LLP

  2nd Floor

  16 New Burlington Place

  London

  W1S 2HX

  UNITED KINGDOM

  Phone

  +4402079684900

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Iain Raymond Fitch

  IRN IRF01026

  • CF30 Customer (17 Nov 2008 to 28 Jul 2017)
• James Anthony Findlay

  IRN JAF01059

  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 6 Dec 2018)
  • CF3 Chief Executive (24 Apr 2003 to 30 Sep 2016)
  • CF27 Investment Management (24 Apr 2003 to 31 Oct 2007)
  • CF4 Partner (24 Apr 2003 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (24 Apr 2003 to 31 Oct 2007)
• Joanna Rice

  IRN JXR00532

  • Director of firm who is not a certification employee or a SMF manager (since 1 Mar 2022)
• John Feeley

  IRN JXF01595

  • [FCA CF] Client dealing (13 Feb 2021 to 3 Jul 2024)
  • SMF27 Partner (9 Dec 2019 to 3 Jul 2024)
  • CF4 Partner (14 Feb 2017 to 8 Dec 2019)
  • CF30 Customer (2 Aug 2011 to 8 Dec 2019)
• Jonathan Paul Tredgett

  IRN JPT01042

  • [FCA CF] Client dealing (since 13 Feb 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (16 May 2014 to 8 Dec 2019)
  • CF30 Customer (1 Aug 2011 to 8 Dec 2019)
• Karen Kiernan

  IRN KXK00060

  • SMF16 Compliance Oversight (25 Feb 2021 to 21 Nov 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Feb 2021 to 21 Nov 2022)
• Kyle Kevin Coveny

  IRN KKC01009

  • [FCA CF] Material risk taker (28 Feb 2021 to 21 Oct 2021)
  • [FCA CF] Client dealing (28 Feb 2021 to 21 Oct 2021)
  • CF30 Customer (15 Nov 2019 to 8 Dec 2019)
• Marko Krzywon

  IRN MXK01589

  • [FCA CF] Client dealing (since 13 Feb 2021)
  • [FCA CF] Manager of certification employee (13 Feb 2021 to 31 Dec 2025)
  • [FCA CF] Material risk taker (13 Feb 2021 to 16 Mar 2026)
  • CF30 Customer (7 Oct 2019 to 8 Dec 2019)
• Martin Parris

  IRN MXP00482

  • [FCA CF] Material risk taker (since 1 Jan 2022)
• Matthew Cox

  IRN MXC00661

  • [FCA CF] Manager of certification employee (11 Aug 2022 to 30 Jan 2026)
  • [FCA CF] Client dealing (22 Dec 2021 to 30 Jan 2026)

No changes recorded yet.