Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 13 Feb 2021)
    • [FCA CF] Manager of certification employee (13 Feb 2021 to 31 Dec 2025)
    • [FCA CF] Material risk taker (13 Feb 2021 to 16 Mar 2026)
    • CF30 Customer (7 Oct 2019 to 8 Dec 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 15 Aug 2019)
    • CF30 Customer (4 Sep 2008 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 15 Aug 2019)
    • CF30 Customer (4 Sep 2008 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 9 May 2008)
    • CF21 Investment Adviser (11 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.