Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Findlay Park Partners LLP
FRN 222907
- [FCA CF] Client dealing (since 13 Feb 2021)
- [FCA CF] Manager of certification employee (13 Feb 2021 to 31 Dec 2025)
- [FCA CF] Material risk taker (13 Feb 2021 to 16 Mar 2026)
- CF30 Customer (7 Oct 2019 to 8 Dec 2019)
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- [FCA CF] Client dealing (7 Mar 2017 to 15 Aug 2019)
- CF30 Customer (4 Sep 2008 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2017 to 15 Aug 2019)
- CF30 Customer (4 Sep 2008 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 9 May 2008)
- CF21 Investment Adviser (11 Aug 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.