Caroline Sarah Ader Thompson

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Findlay Park Partners LLP
FRN 222907
- [FCA CF] Client dealing (since 26 Jan 2023)
FIL Investments International (no longer approved here)
FRN 122170
- CF30 Customer (3 Oct 2012 to 15 May 2014)
Ruffer LLP (no longer approved here)
FRN 229135
- CF30 Customer (31 Aug 2010 to 10 Aug 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.