Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jun 2020)
  • Findlay Park Partners LLP (no longer approved here)

    FRN 222907

    • CF30 Customer (1 Nov 2007 to 30 Jun 2016)
    • CF10 Compliance Oversight (24 Apr 2003 to 26 Sep 2008)
    • CF11 Money Laundering Reporting (24 Apr 2003 to 8 Jan 2007)
    • CF27 Investment Management (24 Apr 2003 to 31 Oct 2007)
    • CF4 Partner (24 Apr 2003 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.