Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF4 Partner (3 Jan 2017 to 8 Dec 2019)
    • CF30 Customer (3 Jan 2017 to 8 Dec 2019)
  • DII Capital UK Adviser LLP (no longer approved here)

    FRN 527137

    • CF4 Partner (AR) (13 May 2014 to 3 Jan 2017)
    • CF30 Customer (14 Oct 2013 to 3 Jan 2017)
  • Pacific Capital Partners Limited (no longer approved here)

    FRN 171200

    • CF30 Customer (5 Aug 2013 to 14 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.