DII Capital UK Adviser LLP

Date authorised
1 April 2013
Companies House
OC354786
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Finchley Park
    Emmet Hill Lane
    Laddingford
    Maidstone
    Kent
    ME18 6BG
    UNITED KINGDOM
    Phone
    +4402030035370

  • Complaints Contact

    Finchley Park
    Emmet Hill Lane
    Laddingford
    Maidstone
    Kent
    ME18 6BG
    UNITED KINGDOM
    Phone
    +4402030035370

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . DII Capital 2 Ltd

    IRN XXD01077

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (2 Jul 2012 to 8 Dec 2019)
  • . DII Capital Holdings Ltd

    IRN XXB01090

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (13 Apr 2012 to 8 Dec 2019)
  • Alan William Marshall

    IRN AWM01135

    • CF30 Customer (9 Nov 2012 to 14 Sep 2015)
  • Arthur Ferrari

    IRN AXF00485

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Jan 2024)
  • Claes Jonas Hybinette

    IRN CJH01332

    • CF4 Partner (AR) (13 May 2014 to 3 Jan 2017)
    • CF30 Customer (14 Oct 2013 to 3 Jan 2017)
  • Driss Benkirane

    IRN DXB02015

    • CF4 Partner (AR) (13 May 2014 to 3 Jan 2017)
    • CF30 Customer (16 Oct 2013 to 3 Jan 2017)
  • Gareth Kumar Fowler

    IRN GKF01011

    • CF30 Customer (15 Oct 2013 to 3 Jan 2017)
  • Hans Konstantin Nikolaus Graf Von Schweinitz

    IRN KNG01006

    • [FCA CF] Client dealing (29 Mar 2021 to 1 Nov 2023)
    • CF4 Partner (25 Feb 2011 to 5 Apr 2015)
    • CF10 Compliance Oversight (25 Feb 2011 to 12 Sep 2014)
    • CF30 Customer (25 Feb 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Feb 2011 to 12 Sep 2014)
  • Herbert August Beckmann

    IRN HAB01073

    • CF30 Customer (5 Nov 2015 to 3 Jan 2017)
  • Joanna Slater

    IRN JXS01106

    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Nov 2022 to 1 Dec 2023)
    • SMF16 Compliance Oversight (8 Nov 2022 to 1 Dec 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.