Hans Konstantin Nikolaus Graf Von Schweinitz

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WINTERFLOOD SECURITIES LIMITED

    FRN 141455

    • SMF10 Chair of the Risk Committee (since 11 Dec 2025)
  • Egerton Capital (UK) LLP

    FRN 599280

    • SMF27 Partner (since 1 Dec 2023)
  • Union Bancaire Privée (UK) Limited

    FRN 119250

    • SMF12 Chair of the Remuneration Committee (since 21 Nov 2022)
    • SMF9 Chair of the Governing Body (since 21 Nov 2022)
    • SMF10 Chair of the Risk Committee (29 Aug 2017 to 21 Nov 2022)
  • Marex Financial

    FRN 442767

    • SMF10 Chair of the Risk Committee (since 3 Aug 2022)
    • Director of firm who is not a certification employee or a SMF manager (since 7 Sep 2021)
  • DII Capital UK Adviser LLP (no longer approved here)

    FRN 527137

    • [FCA CF] Client dealing (29 Mar 2021 to 1 Nov 2023)
    • CF4 Partner (25 Feb 2011 to 5 Apr 2015)
    • CF30 Customer (25 Feb 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Feb 2011 to 12 Sep 2014)
    • CF10 Compliance Oversight (25 Feb 2011 to 12 Sep 2014)
  • Ampla Consumer Finance Limited (no longer approved here)

    FRN 792153

    • SMF9 Chair of the Governing Body (23 Nov 2020 to 18 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

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