Egerton Capital (UK) LLP

• Principal Place of Business

  Stratton House, 5 Stratton Street

  London

  W1J 8LA

  UNITED KINGDOM

  Phone

  +442074109090

  Web

  https://www.egertoncapital.com

• Complaints Contact

  Stratton House, 5 Stratton Street

  London

  W1J 8LA

  UNITED KINGDOM

  Phone

  +442074109090

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Limited to investment management activities and in carrying on these activities to the customer tpes "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment types "share", "debenture", "government and securities", "warrant", "certificate representing certain security", "unit" and "right to or interest investments - security", (when the latter is associated with these specifies investments).
  • · Limited to investment management activities and in carrying on thses activites to the customer types "professional client" and eligible counterparty”.e
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to ionvestment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty"
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and eligible counterparty”.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Egerton Capital Ltd

  IRN XXE01088

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (17 Jul 2013 to 8 Dec 2019)
• Andre Joseph

  IRN AXE01428

  • [FCA CF] Client dealing (6 Jul 2021 to 30 Jun 2023)
  • CF4 Partner (5 Jul 2019 to 9 Dec 2019)
  • CF30 Customer (5 Jul 2019 to 8 Dec 2019)
• Andrew Ward

  IRN APW01173

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Aug 2015 to 8 Dec 2019)
  • CF4 Partner (1 Apr 2015 to 9 Dec 2019)
• Ashley Stuart

  IRN APS01120

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
  • CF30 Customer (13 Apr 2015 to 8 Dec 2019)
  • CF4 Partner (1 Apr 2015 to 9 Dec 2019)
• Barry Winter

  IRN BXW01410

  • CF4 Partner (1 Apr 2016 to 9 Dec 2019)
  • CF30 Customer (1 Feb 2015 to 22 Apr 2016)
• Benjamin Samuel

  IRN BMS01091

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (6 Apr 2018 to 9 Dec 2019)
  • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
• Bradley Snyder

  IRN BPS01027

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
  • CF4 Partner (3 Jun 2014 to 9 Dec 2019)
  • CF30 Customer (16 Apr 2014 to 8 Dec 2019)
• Catherine Giordan Philipponnat

  IRN CXG01770

  • [FCA CF] Client dealing (10 Feb 2022 to 21 Nov 2024)
• Charles Evans Lombe

  IRN CPE01013

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (17 Jul 2013 to 9 Dec 2019)
  • CF30 Customer (17 Jul 2013 to 8 Dec 2019)
• Edward Molson

  IRN ECM01038

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2023)
  • CF30 Customer (17 Jul 2013 to 8 Dec 2019)
  • CF4 Partner (17 Jul 2013 to 9 Dec 2019)

No changes recorded yet.