Ashley Stuart

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Citadel Advisors Europe Limited
FRN 952125
- [FCA CF] Client dealing (since 14 May 2024)
Egerton Capital (UK) LLP (no longer approved here)
FRN 599280
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
- CF30 Customer (13 Apr 2015 to 8 Dec 2019)
- CF4 Partner (1 Apr 2015 to 9 Dec 2019)
Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- CF30 Customer (27 Jan 2009 to 30 Apr 2014)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (1 Nov 2007 to 11 Apr 2008)
- CF21 Investment Adviser (28 Oct 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.