Date authorised
1 November 2021
Companies House
10930267
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    120 London Wall
    London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +442076459700
  • Complaints Contact

    120 London Wall
    London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +442076459700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron Ezgar

    IRN AXE01275

    • [FCA CF] Client dealing (1 Jan 2022 to 5 Jun 2023)
    • [FCA CF] Material risk taker (1 Jan 2022 to 13 Jan 2022)
  • Aaron Hank

    IRN AXH00951

    • [FCA CF] Client dealing (since 10 Jul 2023)
  • Adam Frame

    IRN AXF01609

    • [FCA CF] Client dealing (since 23 Mar 2026)
    • [FCA CF] Significant management (1 Jan 2022 to 24 Oct 2025)
    • [FCA CF] Material risk taker (1 Jan 2022 to 24 Oct 2025)
    • [FCA CF] Client dealing (1 Jan 2022 to 24 Oct 2025)
  • Adam King

    IRN ASK01078

    • [FCA CF] Client dealing (since 1 Jan 2022)
    • [FCA CF] Material risk taker (1 Jan 2022 to 13 Jan 2022)
  • Ade Olugboji

    IRN AXO00376

    • [FCA CF] Client dealing (since 12 Sep 2025)
  • Ahmed El Alaoui Talibi

    IRN AXE00159

    • [FCA CF] Client dealing (since 21 Apr 2022)
  • Alan Dunwoodie

    IRN AXD00394

    • [FCA CF] Material risk taker (1 Jan 2022 to 21 Feb 2026)
    • [FCA CF] Significant management (1 Jan 2022 to 21 Feb 2026)
  • Alasdair Routh

    IRN AXR01025

    • [FCA CF] Client dealing (since 28 Feb 2025)
  • Alejandro Martinez Perez

    IRN AXM00632

    • [FCA CF] Client dealing (1 Jan 2022 to 29 Jun 2023)
  • Aleksandra Jahnenko

    IRN AXJ00190

    • [FCA CF] Client dealing (8 Feb 2022 to 14 Feb 2024)

Recent activity

Updates to this firm's record on the FCA register.

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