Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RoundShield Partners LLP
FRN 761167
- SMF27 Partner (since 2 Jan 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (3 Jan 2017 to 8 Dec 2019)
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- SMF3 Executive Director (5 Feb 2020 to 9 Sep 2020)
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- CF30 Customer (15 Oct 2013 to 3 Jan 2017)
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- CF30 Customer (9 Aug 2013 to 14 Oct 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.