Herbert August Beckmann

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RS ISH ADVISORS LIMITED

    FRN 971500

    • (1)Employed By (since 14 Apr 2022)
  • RoundShield Partners LLP

    FRN 761167

    • CF1 Director (AR) (since 5 May 2021)
    • SMF27 Partner (since 15 Apr 2020)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2021)
    • CF10 Compliance Oversight (3 Jan 2017 to 8 Dec 2019)
    • CF30 Customer (3 Jan 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jan 2017 to 8 Dec 2019)
  • ROUNDSHIELD ADVISORS (UK) LIMITED (no longer approved here)

    FRN 922779

    • (1)Employed By (5 May 2021 to 6 Jan 2026)
  • Ampla Consumer Finance Limited (no longer approved here)

    FRN 792153

    • SMF1 Chief Executive (5 Feb 2020 to 9 Sep 2020)
    • SMF3 Executive Director (5 Feb 2020 to 9 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Feb 2020 to 9 Sep 2020)
  • DII Capital UK Adviser LLP (no longer approved here)

    FRN 527137

    • CF30 Customer (5 Nov 2015 to 3 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.