DII Capital UK Adviser LLP

Date authorised
1 April 2013
Companies House
OC354786
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Finchley Park
    Emmet Hill Lane
    Laddingford
    Maidstone
    Kent
    ME18 6BG
    UNITED KINGDOM
    Phone
    +4402030035370

  • Complaints Contact

    Finchley Park
    Emmet Hill Lane
    Laddingford
    Maidstone
    Kent
    ME18 6BG
    UNITED KINGDOM
    Phone
    +4402030035370

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kevin John Buckett

    IRN KJB01177

    • CF30 Customer (7 Apr 2016 to 3 Jan 2017)
  • Krishnan Narayanan

    IRN KXN01217

    • CF30 Customer (9 Nov 2012 to 8 Dec 2019)
  • Kristian Lokka

    IRN KXL01385

    • CF4 Partner (AR) (13 May 2014 to 3 Jan 2017)
    • CF30 Customer (13 May 2014 to 3 Jan 2017)
  • Maud Elsa Marine Michele Kerdelhue

    IRN MEK01056

    • CF30 Customer (4 Mar 2016 to 3 Jan 2017)
  • Maximilian Leeb

    IRN MXL01858

    • CF30 Customer (10 Jun 2014 to 3 Jan 2017)
  • Nicos Christofides

    IRN NXC01529

    • CF30 Customer (7 Nov 2014 to 4 Jan 2016)
    • CF4 Partner (AR) (7 Nov 2014 to 4 Jan 2016)
  • Peter Craig Bertone

    IRN PCB01112

    • CF4 Partner (25 Feb 2011 to 18 May 2011)
    • CF30 Customer (25 Feb 2011 to 18 May 2011)
  • Richard Simon Sharp

    IRN RSS01038

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (AR) (13 Oct 2014 to 4 Jan 2016)
    • CF3 Chief Executive (25 Feb 2011 to 8 Dec 2019)
    • CF30 Customer (25 Feb 2011 to 8 Dec 2019)
    • CF4 Partner (25 Feb 2011 to 8 Dec 2019)
  • Robert Michael Henry Osborne

    IRN RXO01230

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Nov 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Nov 2022)
    • CF10 Compliance Oversight (12 Sep 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Sep 2014 to 8 Dec 2019)
  • Roland Walter Norbert Tegeder

    IRN RWT01070

    • CF4 Partner (AR) (29 Sep 2014 to 4 Jan 2016)
    • CF30 Customer (29 Sep 2014 to 4 Jan 2016)
    • CF3 Chief Executive (AR) (29 Sep 2014 to 4 Jan 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.