Robert Michael Henry Osborne

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DII Capital UK Adviser LLP (no longer approved here)

    FRN 527137

    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Nov 2022)
    • CF10 Compliance Oversight (12 Sep 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Sep 2014 to 8 Dec 2019)
  • SW7 Asset Management (UK) LLP (no longer approved here)

    FRN 681736

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Nov 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Nov 2022)
    • CF30 Customer (6 Aug 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jan 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jan 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.