Richard Simon Sharp

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

DII Capital UK Adviser LLP
FRN 527137
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (AR) (13 Oct 2014 to 4 Jan 2016)
- CF3 Chief Executive (25 Feb 2011 to 8 Dec 2019)
- CF4 Partner (25 Feb 2011 to 8 Dec 2019)
- CF30 Customer (25 Feb 2011 to 8 Dec 2019)
SW7 Asset Management (UK) LLP
FRN 681736
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (4 Jan 2016 to 8 Dec 2019)
- CF4 Partner (4 Jan 2016 to 8 Dec 2019)
RoundShield Partners LLP (no longer approved here)
FRN 761167
- SMF27 Partner (9 Dec 2019 to 15 Feb 2021)
- CF4 Partner (3 Jan 2017 to 8 Dec 2019)
- CF30 Customer (3 Jan 2017 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.