Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oppenheimer Europe Ltd.
FRN 483856
- [FCA CF] Client dealing (since 4 Dec 2020)
- [FCA CF] Algorithmic trading (since 4 Dec 2020)
- CF30 Customer (20 Aug 2019 to 8 Dec 2019)
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- CF30 Customer (27 Mar 2015 to 10 Jul 2019)
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- CF30 Customer (2 Dec 2013 to 10 Nov 2014)
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- CF30 Customer (1 Nov 2007 to 26 Oct 2010)
- CF21 Investment Adviser (17 Nov 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (8 Dec 2003 to 20 Oct 2006)
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- CF21 Investment Adviser (8 Oct 2002 to 20 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.