Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Scott Capital Partners LLP
FRN 957221
- 13. Giving personal recommendations on and dealing with derivatives
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 4 Apr 2025)
- [FCA CF] Client dealing (since 25 Mar 2025)
-
- [FCA CF] Functions requiring qualifications (6 Nov 2017 to 19 Feb 2022)
-
- CF30 Customer (15 Sep 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.