Rupert L A Cecil

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • [FCA CF] Client dealing (20 Oct 2023 to 11 Dec 2024)
    • [FCA CF] Functions requiring qualifications (20 Oct 2023 to 11 Dec 2024)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Functions requiring qualifications (14 May 2021 to 31 Mar 2023)
  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • [FCA CF] Functions requiring qualifications (7 Jan 2019 to 20 Nov 2020)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF30 Customer (18 Mar 2009 to 11 Feb 2011)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (1 Nov 2007 to 11 Dec 2008)
    • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.