Courtiers Asset Management Limited

• Principal Place of Business

  18 Hart Street

  Henley-on-Thames

  Oxfordshire

  RG9 2AU

  UNITED KINGDOM

  Phone

  +4401491578368

  Web

  https://www.courtiers.co.uk

• Complaints Contact

  18 Hart Street

  Henley-on-Thames

  Oxfordshire

  RG9 2AU

  UNITED KINGDOM

  Phone

  +4401491578330

• Retail Investment Funds

• Specialist Investment Funds

• Caroline Emma Shaw

  IRN CES01037

  • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Aug 2021)
  • CF30 Customer (22 Jul 2014 to 8 Dec 2019)
• David Alexander Nicholsby

  IRN DAN01077

  • CF30 Customer (14 Nov 2017 to 8 Dec 2019)
• Gabriella Evans

  IRN GXE19804

  • 17. Administrative functions in relation to managing investments
  • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
  • 16. Safeguarding and administering investments or holding client money
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF1 Director (4 Nov 2019 to 8 Dec 2019)
• Gary Derek Reynolds

  IRN GDR00004

  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF1 Director (22 Jul 2014 to 8 Dec 2019)
  • CF30 Customer (22 Jul 2014 to 8 Dec 2019)
• Jacob Reynolds

  IRN JXR02373

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF1 Director (25 Nov 2019 to 8 Dec 2019)
  • CF30 Customer (29 May 2017 to 8 Dec 2019)
• James Howard Timpson

  IRN JHT01055

  • [FCA CF] Material risk taker (since 1 Jul 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 May 2017 to 8 Dec 2019)
• James Stewart Shepperd

  IRN JSS00009

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF3 Chief Executive (24 Apr 2017 to 8 Dec 2019)
  • CF1 Director (22 Jul 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (22 Jul 2014 to 18 Jun 2019)
  • Responsible for Insurance Mediation (22 Jul 2014 to 16 Aug 2016)
• Kevin Lee

  IRN KXL01118

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (12 Nov 2019 to 8 Dec 2019)
• Kirsty Lee Sibley

  IRN KXS00260

  • [FCA CF] Material risk taker (since 1 Mar 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (20 Oct 2022 to 30 Oct 2025)
• Margaret Catherine Tuck

  IRN MXT01493

  • CF11 Money Laundering Reporting (22 Jul 2014 to 18 Jun 2019)

No changes recorded yet.