Kevin Lee

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Courtiers Asset Management Limited

    FRN 616322

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (12 Nov 2019 to 8 Dec 2019)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2009)
    • CF28 Systems and controls (1 Nov 2007 to 17 Dec 2007)
    • CF14 Risk Assessment (8 Aug 2003 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2009)
    • CF28 Systems and controls (1 Nov 2007 to 17 Dec 2007)
    • CF14 Risk Assessment (8 Aug 2003 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF28 Systems and controls (1 Nov 2007 to 17 Dec 2007)
    • CF29 Significant management (1 Nov 2007 to 31 Dec 2009)
    • CF14 Risk Assessment (8 Aug 2003 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.