Margaret Catherine Tuck

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SDB Strategic Planners Limited (no longer approved here)

    FRN 116337

    • Responsible for Insurance Distribution (24 Jun 2020 to 27 Jul 2022)
    • SMF16 Compliance Oversight (24 Jun 2020 to 27 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Jun 2020 to 27 Jul 2022)
  • Courtiers Investment Services Limited (no longer approved here)

    FRN 124995

    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Jul 2022)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 25 Oct 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 2 Aug 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 2 Aug 2022)
    • CF10 Compliance Oversight (22 Nov 2019 to 8 Dec 2019)
    • CF10a CASS Oversight function (18 Jul 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Dec 2012 to 8 Dec 2019)
  • Courtiers Asset Management Limited (no longer approved here)

    FRN 616322

    • CF11 Money Laundering Reporting (22 Jul 2014 to 18 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

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