Courtiers Asset Management Limited

Date authorised
22 July 2014
Companies House
08843086
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    18 Hart Street
    Henley-on-Thames
    Oxfordshire
    RG9 2AU
    UNITED KINGDOM
    Phone
    +4401491578368
    Web
    https://www.courtiers.co.uk

  • Complaints Contact

    18 Hart Street
    Henley-on-Thames
    Oxfordshire
    RG9 2AU
    UNITED KINGDOM
    Phone
    +4401491578330

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Parker

    IRN MXP00752

    • [FCA CF] Client dealing (since 22 Aug 2023)
  • Michael O'Sullivan

    IRN MXO00260

    • Director of firm who is not a certification employee or a SMF manager (since 16 Jan 2024)
  • Sajni Shah

    IRN SXS03137

    • CF30 Customer (22 Jul 2014 to 15 Feb 2017)
  • Samuel Oliver Keen

    IRN SXK00845

    • [FCA CF] Client dealing (9 Sep 2024 to 23 May 2025)
  • Stephen Holland-Morgan

    IRN SXH00606

    • [FCA CF] CASS oversight function (since 9 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Nov 2021)
    • [FCA CF] Material risk taker (since 13 Nov 2021)
    • SMF16 Compliance Oversight (since 13 Nov 2021)
  • Stuart Charles Elliott Dyer

    IRN SCD01050

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 Jan 2024)
    • CF2 Non Executive Director (12 Nov 2019 to 8 Dec 2019)
  • Stuart Edward Richards

    IRN SER01027

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Sep 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Sep 2021)
    • CF11 Money Laundering Reporting (17 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Jun 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.