Stuart Charles Elliott Dyer

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dyer Baade & Company Advisory Ltd

    FRN 1015981

    • SMF3 Executive Director (since 2 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Sep 2024)
  • Courtiers Asset Management Limited (no longer approved here)

    FRN 616322

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 Jan 2024)
    • CF2 Non Executive Director (12 Nov 2019 to 8 Dec 2019)
  • Frank Investments Limited (no longer approved here)

    FRN 627697

    • CF30 Customer (30 Oct 2019 to 2 Jan 2025)
    • CF1 Director (AR) (30 Oct 2019 to 2 Jan 2025)
  • TrinityBridge Fund Management Limited (no longer approved here)

    FRN 175827

    • CF3 Chief Executive (1 May 2009 to 31 Oct 2011)
    • CF8 Apportionment and Oversight (1 May 2009 to 1 May 2009)
    • CF1 Director (1 May 2009 to 3 Feb 2011)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF1 Director (17 Apr 2009 to 30 Nov 2010)
    • Responsible for Insurance Mediation (30 Mar 2009 to 22 Dec 2010)
    • CF29 Significant management (20 Nov 2008 to 1 May 2009)
  • Cofunds Limited (no longer approved here)

    FRN 194734

    • CF10 Compliance Oversight (23 Sep 2004 to 17 Jun 2005)
    • CF11 Money Laundering Reporting (23 Sep 2004 to 17 Jun 2005)
    • CF8 Apportionment and Oversight (20 Feb 2003 to 17 Jun 2005)
    • CF3 Chief Executive (20 Feb 2003 to 17 Jun 2005)
    • CF1 Director (1 Dec 2001 to 17 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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