Dyer Baade & Company Advisory Ltd

Date authorised
2 September 2024
Companies House
14940696
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Charles II Street
    First Floor
    London
    SW1Y 4AA
    UNITED KINGDOM
    Phone
    +4407493015287
    Web
    https://www.dyerbaade.com

  • Complaints Contact

    10 Charles II Street
    First Floor
    London
    SW1Y 4AA
    UNITED KINGDOM
    Phone
    +4407493015287

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Baade

    IRN DXB22304

    • SMF1 Chief Executive (since 2 Sep 2024)
    • SMF16 Compliance Oversight (since 2 Sep 2024)
    • SMF3 Executive Director (since 2 Sep 2024)
  • Stuart Charles Elliott Dyer

    IRN SCD01050

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Sep 2024)
    • SMF3 Executive Director (since 2 Sep 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.