Stephen Holland-Morgan

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Courtiers Asset Management Limited
FRN 616322
- [FCA CF] CASS oversight function (since 9 Jul 2025)
- SMF16 Compliance Oversight (since 13 Nov 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Nov 2021)
- [FCA CF] Material risk taker (since 13 Nov 2021)
SDB Strategic Planners Limited (no longer approved here)
FRN 116337
- SMF16 Compliance Oversight (20 Oct 2022 to 20 Nov 2024)
Courtiers Investment Services Limited (no longer approved here)
FRN 124995
- SMF16 Compliance Oversight (20 Oct 2022 to 20 Nov 2024)
- [FCA CF] Material risk taker (23 Aug 2021 to 30 Sep 2025)
Davidsons Independent Financial Advisers Limited (no longer approved here)
FRN 224407
- SMF16 Compliance Oversight (20 Oct 2022 to 20 Nov 2024)
Davidsons Portfolio Management Ltd (no longer approved here)
FRN 796573
- SMF16 Compliance Oversight (20 Oct 2022 to 20 Nov 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.